Mutual Opportunities
Testing & Risk Compliance Consultant
Springfield, Massachusetts
Thank you to our employees for voting us one of the top places to work in Massachusetts for five consecutive years!
Overview
A career with us means you’ll work alongside exceptional people and be empowered to reach your professional and personal goals. Our employees are at the foundation of what enables MassMutual to deliver on our purpose to help people secure their futures and protect the ones they love.
We embrace the idea that we all are stronger and better through our support for one another. We strive to create a culture where employees feel valued and are celebrated for who they are.
“Since our founding in 1851, mutuality has put our policyowners at the center of everything we do. At our core, we’re a company of people helping people in their time of need, and that spirit extends to the culture we’ve built at our company. Our employees support and rely on each other each day, collaborating to deliver the best solutions for our customers and help millions more secure their future and protect the ones they love.”
Job Description
Testing & Risk Compliance Consultant
Affiliated Distribution Testing & Risk Team
Full-Time
Springfield, MA
The Opportunity
As a Testing & Risk Compliance Consultant at MassMutual, you will work with limited oversight to perform moderate to complex compliance analysis, monitoring, and reporting activities within the organization. This is an exciting opportunity for you to join a highly collaborative environment, facing dynamic challenges and contributing directly to the ethical foundation of our business. You will take ownership of business reviews, complex transactional investigations, and assess compliance risks associated with the Wealth Management business. In this role, you will be empowered to test existing procedures and processes, gather facts, and investigate to verify the effectiveness of Broker-Dealer and Investment Adviser Policies and Procedures. You’ll provide ongoing consultation to internal stakeholders.
The Team
You will be joining the Testing & Risk team within Affiliated Distribution Compliance. The team is composed of talented professionals with deep expertise in risk assessment, internal and external controls, regulated risk analysis, and compliance testing. Team members bring a passion for ethics and demonstrate MassMutual’s core competencies, including strong communication, collaboration, and innovative problem solving. The team is motivated by its noble purpose: empowering people to do the right thing and fostering a culture of ethics and integrity across the organization. Our culture is dynamic and inclusive, and you’ll be surrounded by colleagues who support one another and work together to develop impactful solutions. We regularly interact and partner with other compliance teams, business stakeholders, and external parties to ensure robust risk management and compliance practices. The Testing & Risk team’s story is one of growth, adaptability, and ongoing commitment to operational excellence, making it a unique environment to develop your career.
The Impact
- You will contribute to comprehensive Broker-Dealer, Investment-Adviser, and Affiliated Distribution Risk Assessments, ensuring the organization’s compliance with regulatory requirements and industry standards.
- You will develop, implement, and execute efficient testing and verification of written supervisory procedures, identifying areas for improvement and driving the adoption of best practices.
- You will carry out in-depth regulated risk analysis, enabling the identification, assessment, and mitigation of compliance risks within the organization.
- You will develop, deliver, and present impactful presentations to leadership, providing clear insights and recommendations on compliance issues and risk management strategies.
- You will foster strong internal and external networks, collaborating with business partners, stakeholders, and regulatory bodies to ensure effective compliance solutions.
- You will be responsible for fact gathering and investigation activities, monitoring the effectiveness of compliance implementation within your area of responsibility, and modifying procedures or processes as needed.
- You will provide ongoing consultation to internal and/or external parties, developing, testing, and verifying regulations, policies, and procedures to maintain the highest standards of ethics and integrity.
The Minimum Qualifications
- Bachelor’s Degree or equivalent related experience
- 3+ years of securities industry or compliance experience
The Ideal Qualifications
- Series 7, 24 or a willingness to obtain them
- Advanced skills with Microsoft Office or similar software
- Experience with Microsoft Co-Pilot or other Artificial Intelligence technologies
- Exceptional analytical and problem-solving abilities
- Ability to work independently and collaboratively within a team environment
- Demonstrated experience in fact gathering, investigations, and risk analysis
- Experience developing, testing, and analyzing compliance policies and procedures
- Comfort with ambiguity and adaptability in a dynamic environment
- Ability to deliver impactful presentations and communicate complex information effectively to leadership and business partners
- Commitment to fostering an inclusive community and contributing to team growth and development
- Strong written and verbal communication skills
What to Expect as Part of MassMutual and the Team
- Regular meetings with the Testing & Risk Compliance Team
- Focused one-on-one meetings with your manager
- Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran and disability-focused Business Resource Groups
- Access to learning content on Degreed and other informational platforms
- Your ethics and integrity will be valued by a company with a strong and stable ethical business with industry leading pay and benefits
#LI-FT1
MassMutual is an Equal Employment Opportunity employer Minority/Female/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Note: Veterans are welcome to apply, regardless of their discharge status.If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.
MassMutual will accept applications on an ongoing basis until such time as a candidate has been offered employment. The job description includes the main duties of this position, which may evolve over time. You may be required to perform other duties not listed.
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment.
Salary Range: $86,200.00-$113,100.00
Hiring Process
Explore
Explore our open jobs by clicking 'search jobs' to find a position that aligns with your experience and skills. You may also consider joining our Talent Network.
Apply
Click the “apply” button on that job posting to complete and submit your application. Your application will be reviewed by a recruiter, which, due to the volume of applications received, may take some time as we carefully consider each application.
Screen
After your application has been reviewed, if you meet the qualifications for the role, a recruiter will reach out to you to start a conversation.
Interview
If you are invited for an interview, you will be scheduled to meet with the hiring manager and hiring team.
Offer
If you are extended an offer to join MassMutual and accept, your start will be contingent upon a satisfactory background check.
Hire
If you accept the offer, we will be so excited to welcome you to the MassMutual community!
If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.
By the numbers*
- 88% of employee respondents say they are proud to work at MassMutual
-
90
% of employee respondents say they feel encouraged to bring forth new ideas - 86% of employee respondents say MassMutual cares about and supports the well-being of their employees
*Source: 2024 MassMutual employee engagement survey
Award-Winning Culture
MassMutual is guided by a single purpose: We help people secure their future and protect the ones they love. As a company operated for the benefit of our members and participating policyowners, we are defined by mutuality and our vision to provide financial well-being for all Americans. It’s more than our company structure — it’s our way of life. We are a company of people protecting people. Our company exists because people are willing to share risk and resources and rely on each other when it counts.
We strive to build a thriving community where everyone is valued, included, and feels that they belong.
At MassMutual, we Live Mutual.
How We Work
MassMutual’s flexible workplace approach combines the importance of connecting in person and the flexibility of working remotely. Our hybrid model puts collaboration first with employees coming in at least three days per week to our spectacular campus settings and also enjoying the flexibility of remote Fridays, company-wide remote weeks, and a bank of flexible remote weeks to use throughout the year.
Benefits for the whole you (and your loved ones)
There’s more to your life than your job and there’s more to your aspirations than a paycheck. We take a holistic view of compensation and benefits that provides the flexibility to create a healthy balance in your life for work, family, and community. We offer the benefits you’d expect, like medical, dental, 401(k), and generous vacation time, but we also offer ones you might not expect, like three paid days for volunteering, a $1,250 annual Well-Being Wallet, and up to 320 hours of caregiver leave.
Explore some of our offerings below. Benefit details can be found here.
Why MassMutual?
Kevin
Compliance Consultant
Seth
Service Management Consultant
Kymberly
Head of Experience Journey Mapping
where we work
Springfield Office
1295 State Street, Springfield, MA
Boston Office
10 Fan Pier Blvd, Boston, MA
New York Office
2 Park Ave,
New York, NY
Virtual
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